Beam Test Calorimeter Prototypes for the CMS Calorimeter Endcap Upgrade

In order to cope with the increased radiation level and the challenging pile-up conditions at High Luminosity-LHC, the CMS collaboration will replace its current calorimeter endcaps with the High Granularity Calorimeter (HGCAL) in the mid 2020s. This dissertation addresses two important topics related to the preparation of the HGCAL upgrade: experimental validation of its silicon- based design and fast simulation of its data. 

Beam tests at the DESY (Hamburg) and the CERN SPS beam test facilities in 2018 have been the basis for the design validation. The associated experimental infrastructure, the algorithms deployed in the reconstruction of the recorded data, as well as the respective analyses are reported in this thesis: First, core components of the silicon-based prototype modules are characterised and it is demonstrated that the assembled modules are functional. In particular, their efficiency to detect minimum ionising particles (MIPs) traversing the silicon sensorsis found to be more than 98% for most of the modules. No indication of charge sharing between the silicon pads is observed. Subsequently, the energy response is calibrated in situ using the beam test data. Equalisation of the different responses among the readout channels is achieved with MIPs hereby deploying the HGCAL prototype as a MIP-tracking device. The relative variation of the inferred calibration constants amounts to 3% for channels on the same readout chip. The calibration of the time-of-arrival information is performed with an external time reference detector. With it, timing resolutions of single cells including the full prototype readout chain around 60ps in the asymptotic high energy limit are obtained. The calorimetric performance of the HGCAL prototype is validated with particle showers induced by incident positrons and charged pions. For electromagnetic showers, the constant term in the relative energy resolution is measured to be (0.52± 0.08) %, whereas the stochastic